All Posts Tagged With: "NASD"

post thumbnail

NASD Fines HSBC Unit for Bond Violations (AP via Yahoo! Finance)

NASD Fines HSBC Unit for Bond Violations (AP via Yahoo! Finance) The National Association of Securities Dealers said it fined a U.S. brokerage unit of HSBC Holdings PLC $250,000 for failing to have adequate systems in place to supervise trading of government securities. Source: biz.yahoo.com SEC penalizes companies in options probe (Los Angeles Times) Actions […]

1Jun2007 | | 0 comments | Continued
post thumbnail

Tobacco Cessation Incentives – Resources, Reviews and Other Incentive

that address the burden of tobacco consumption in low- and middle-income nations NASD: ANALYSIS OF THE PROPOSED RESOLUTION OF THE UNITED STATES TOBACCO Analysis of the Master Read More ReportZon

20May2007 | | 0 comments | Continued
  • Popular

    Most Comments

    Search

    Tags

    Archives

  • Recent Comments

    • It actually goes beyond that. Disabled Veterans who have had any head injuries can also be denied their 2nd Amendment…
      Uplander | 25Mar10 | More
    • I found this also on Michele Malkin’s Blog. Cool, Uplander. http://tinyurl.com/69b5w5
      Mort | 8Jun08 | More
    • As to the 'Separating Families' allegations, Children under 18 should remain with their parents. If the child is a…
      Eino | 27May08 | More
    • The following Pol agrees: “We’re going to take things away from you on behalf…
      LZ | 14Nov07 | More
    • Wouldn't we all be better off if they went home and stayed there. Consider that. Maybe…
      Uplander | 29Oct07 | More
    • 'independently by an office in the United Nations that specializes in...' Whoever wrote that should be a…
      LZ | 24Aug07 | More
    • Tree Tings They're not immigrants, they're criminals by definition. Children of any citizenship belong…
      Uplander | 7Jun07 | More
  • Recent Posts

  • Tags

  • Categories

  • September 2017
    S M T W T F S
    « Apr    
     12
    3456789
    10111213141516
    17181920212223
    24252627282930